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Millennium
New York, NY
Compliance Officer - Quant Trading
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About the job
- Provide ongoing compliance advisory to the Firm's largest portfolio manager
- Experience with addressing algorithmic/systematic trading matters is preferred, with an understanding of model-based trading and investment/execution algorithms
- Address trading matters related to fully automated trading
- Assist with the administration of the Firm's global Quantitative Trading Compliance program
- Monitor regulatory changes, updates and industry-wide compliance initiatives
- Assist with regulatory examinations, inquiries, investigations and projects, as necessary
- Assist with drafting and amending compliance related policies and procedures
- Ability to create presentation materials for senior management
- Prepare and conduct compliance trainings
- Conduct ongoing compliance reviews
- 8+ years of experience
- Experience at a regulatory authority, bank/broker or buy-side firm addressing compliance issues within Algorithmic/Systematic trading is preferred
- Bachelor's degree in Computer Science, Finance, Economics or similar with a strong academic record is preferred
- Strong analytical / conceptual problem-solving skills with great attention to detail
- Strong sense of ownership and personal responsibility, with the ability to prioritize, multi-task, and manage deadlines
- Strong written and verbal communication skills with the ability to coordinate efforts across teams
- Strong project management skills with an understanding of financial markets and the investment lifecycle
- Good team player with a strong willingness to participate and help others
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